Who You Are:
The Legal & Compliance Director will be responsible for the daily requests from the various Galaxy subsidiaries including the sales and trading team, the asset manager and the advisory business
ย The greater Galaxy Group seeks to expand its footprint in the Asia-Pacific region and the candidate will assist with procuring various registrations and licenses in key countries and/or territories
ย
What Youโll Do:
- Work with various government and regulatory agencies in order to procure specific licenses related to digital assets and derivatives thereof
- Create and maintain compliance policies and procedures regarding Asia-Pac licenses and registrations
- Draft and negotiate various agreements related to various business lines of the greater Galaxy Group, including but not limited to purchase and sale agreements, exchange agreements, NDAs, etc
- Work with various business owners to create commercially viable solutions that address regulatory concerns of the relevant jurisdiction(s)
- Assist with Galaxy responses to regulatory inquiries and subpoenas, and file reports with government agencies as necessary
- Experience with AML/KYC requirements and the onboarding of clients and investors to regulated entities
What Weโre Looking For:
- Strong background in financial services in either an institutional buy-side or sell-side firm
Bonus Points:
- JD degree preferred; and
- Knowledge of the regulatory treatment of digital assets
What We Offer:
- Competitive base salary, bonus, and equity compensation
- Hybrid/Flexible Working Arrangements
- Company-paid health insurance for employees and their eligible dependents
- Opportunities to learn about the Crypto industry
- Smart, entrepreneurial, and fun colleagues
- Annual charitable giving match
- Employee Resource Groups
- Free virtual coaching and counseling sessions through Ginger